78-04 O - Authorizing the Issuance of General Obligation Bonds '. I 0.i
ORDINANCE
AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION BONDS
THE STATE OF TEXAS
COUNTY OF COLLIN
TOWN OF PROSPER
WHEREAS , the bonds hereinafter authorized were lawfully
and favorably voted at an election duly held in said Town on
August 28 , 1976 ; and
WHEREAS, none of the general obligation bonds voted at sa
id
election has been authorized, issued or delivered; and
WHEREAS , it is necessary and advisable to authorize , issue
and deliver an installment or series of said bonds ; and
WHEREAS , the bonds hereinafter authorized and designated
were voted and are to be issued and delivered pursuant to
Art. 823 V.A.T .C .S .
III THEREFORE , BE IT ORDAINED BY THE TOWN COUNCIL OF THE
' TOWN OF PROSPER, TEXAS :
Section 1. That said Town ' s bonds are hereby authorized
to be issued in the aggregate principal amount of $100 , 000 ,
for the purpose of improving and extending said Town ' s Sewer
System.
Section 2. That said bonds shall be designated as the
TOWN OF PROSPER, TEXAS SEWER SYSTEM GENERAL OBLIGATION BONDS ,
SERIES 1978.
Section 3. That said bonds shall be dated March 10 , 1978 ,
shall be in the denomination of $1,000 each, shall be numbered
consecutively from one upward, and shall mature serially on the
, maturity date , in each of the years , and in the amounts , respec-
tively , as set forth in the following schedule :
MATURITY DATE : JANUARY 10
• YEARS AMOUNTS
1986 $ 6 ,000
1987 6 ,000
1988 6 ,000
1989 6 ,000
1990 7 ,000
1991 7 , 000
1992 7 ,000
1993 7 ,000
1994 8 ,000
1995 8 ,000
1996 8 ,000
1997 8 , 000
1998 8 ,000
1999 8, 000
Section 4. That the bonds shall bear interest at the rate
of 5. 50% per annum. Said interest shall be evidenced by interest
coupons which shall appertain to said bonds , and which shall be
payable in the manner provided and on the dates stated in the
411
FORM OF BOND set forth in this Ordinance.
1 •
Section 5. That said bonds and interest coupons shall be
issued, shall be payable , may be redeemed prior to their
scheduled maturities , shall have the characteristics , and shall ,
411 be signed and executed (and said bonds shall be sealed) , all
as provided, and in the manner indicated, in the FORM OF BOND
set forth in this Ordinance.
Section 6. That the form of said bonds , including the form
of Registration Certificate of the Comproller of Public Accounts
of the State of Texas to be printed and endorsed on each of said
bonds , and the form of the aforesaid interest coupons which shall
appertain and be attached initially to each of said bonds , shall
be, respectively, substantially as follows :
FORM OF BOND
NO. $1,000
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTY OF COLLIN
TOWN OF PROSPER, TEXAS
SEWER SYSTEM GENERAL OBLIGATION BOND
SERIES 1978
41/
ON JANUARY 10 , 19 , THE TOWN OF PROSPER, IN THE COUNTY OF
COLLIN, STATE OF TEXAS , hereby promises to pay to bearer hereof
the principal amount of
ONE THOUSAND DOLLARS
and to pay interest thereon, from date hereof, at the rate of
5. 50% per annum, evidenced by interest coupons payable on
January 10 , 1979 , and semiannually thereafter while this bond
is outstanding.
THE PRINCIPAL of this bond and the interest coupons apper-
taining hereto shall be payable to bearer, in lawful money of
the United States of America, without exchange or collection
charges to the bearer, upon presentation and surrender of this
bond or proper interest coupon , at the following, which shall
constitute and be defined as the paying agent for this Series
of bonds :
MERCANTILE NATIONAL BANK AT DALLAS , DALLAS, TEXAS
• THIS BOND is one of a Series dated as of March 10 , 1978 ,
authorized, issued and delivered in the principal amount of
$100 ,000 , for the purpose of improving and extending said Town' s
Sewer System.
ON JANUARY 10 , 1998 , or on any interest payment date
thereafter, any outstanding bonds of this Series may be redeemed
prior to their scheduled maturities , at the option of said Town ,
in whole, or in part, for the principal amount thereof and
accrued interest thereon to the date fixed for redemption. At
least thirty days prior to the date fixed for any such redemption,
said Town shall cause a written notice of such redemption to be
published at least once in a financial publication published in
the City of New York, New York. By the date fixed for any such
redemption due provision shall be made with the Paying Agent for
the payment of the principal amount of the bonds which are to
be so redeemed and accrued interest thereon to the date fixed
for redemption. If such written notice of redemption is publish-
ed and if due provision for such payment is made, all as provided
above , the bonds which are to be so redeemed thereby automatical-,
•
ly shall be redeemed prior to their scheduled maturities , and
they shall not bear interest after the date fixed for redemption,
and they shall not be regarded as being outstanding except for
the right of the bearer to receive the redemption price from the
Paying Agent out of the funds provided for such payment.
•
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IT IS HEREBY certified, recited and covenanted that
this bond has been duly and validly voted, authorized, issued
and delivered; that all acts , conditions and things required
or proper to be performed, exist, and be done precedent to
411 or in the voting, authorization, issuance and delivery of
this bond have been performed, existed, and been done in
accordance with law; that this bond is a general obligation
of said Town, issued on the full faith and credit thereof;
and. that annual ad valorem taxes sufficient to provide for
the payment of the interest on and principal of this bond,
as such interest comes due and such principal matures , have
been levied and ordered to be levied against all taxable
property in said Town, and have been pledged irrevocably
for such payment, within the limit prescribed by law.
IN WITNESS WHEREOF, this bond and the interest coupons
appertaining hereto have been signed with the facsimile sig-
nature of the Mayor of said Town and countersigned with the
facsimile signature of the Town Secretary of said Town , and
the official seal of said Town has been duly impressed, or
placed in facsimile, on this bond.
xxx xxx
Town Secretary Mayor
S
FORM OF REGISTRATION CERTIFICATE
COMPTROLLER'S REGISTRATION CERTIFICATE : REGISTER NO.
I hereby certify that this bond has been examined, cer-
tified as to validity, and approved by the Attorney General
of the State of Texas , and that this bond has been registered
by the Comptroller of Public Accounts of the State of Texas.
Witness my signature and seal this
Comptroller of Public Accounts of
the State of Texas
FORM OF INTEREST COUPON
NO. $
• ON ,
THE TOWN OF PROSPER, IN THE COUNTY OF COLLIN, STATE OF
TEXAS , promises to pay to bearer hereof the amount shown
on this interest coupon, in lawful money of the United States
of America, without exchange or collection charges to the bearer
hereof, unless due provision has been made for the redemption
prior to scheduled maturity of the bonds to which the interest
coupon appertains , upon presentation and surrender of this
interest coupon , at the Mercantile National Bank at Dallas ,
Dallas , Texas , said amount being interest coming due that day
on the bond, bearing the number hereinafter designated, of
that issue of TOWN OF PROSPER, TEXAS SEWER SYSTEM GENERAL
1OBLIGATION BONDS , SERIES 1978 , dated March 10 , 1978. Bond No.
xxx xxx
", Town Secretary Mayor
411
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Section 7. That a special "Interest and Sinking Fund"
is hereby created solely for the benefit of said bonds , and
said Interest and Sinking Fund shall be established and main-
tained by said Town at an official depository bank of said Town.
• Said Interest and Sinking Fund shall be kept separate and apart
from all other funds and accounts of said Town , and shall be
used only for paying the interest on and principal of said
bonds. All ad valorem taxes levied and collected for and on
account of said bonds shall be deposited, as collected, to
the credit of said Interest and Sinking Fund. During each
year while any of said bonds or interest coupons appertaining
thereto are outstanding and unpaid, the governing body of said
Town shall compute and ascertain a rate and amount of ad valorem
tax which will be sufficient to raise and produce the money
required to pay the interest on said bonds as such interest
comes due, and to provide and maintain a sinking fund adequate
to pay the principal of such bonds as such principal matures
(but never less than 2% of the original amount of said bonds
as a sinking fund each year) ; and said tax shall be based on
the latest approved tax rolls of said Town , with full allowance
being made for tax delinquencies and the cost of tax collection.
Said rate and amount of ad valorem tax is hereby levied, and
is hereby ordered to be levied, against all taxable property
in said Town for each year while any of said bonds or interest
coupons appertaining thereto are outstanding and unpaid; and
said tax shall be assessed and collected each such year and
deposited to the credit of the aforesaid Interest and Sinking
Fund. Said ad valorem taxes sufficient to provide for the
payment of the interest on and principal of said bonds , as
such interest comes due and such principal matures , are hereby
pledged irrevocably for such payment, within the limit prescribed'
by law.
Section 8. That the Mayor of said Town is hereby author-
ized to have control of said bonds and all necessary records
and proceedings pertaining to said bonds pending their delivery
and their investigation , examination, and approval by the
Attorney General of the State of Texas , and their registration
by the Comptroller of Public Accounts of the State of Texas.
Upon registration of said bonds , said Comptroller of Public
Accounts (or a deputy designated in writing to act for said
Comptroller) shall manually sign the Comptroller' s Registration
Certificate printed and endorsed on each of said bonds , and
the seal of said Comptroller shall be placed in facsimile, .
on each of said bonds.
• Section 9. That the Town covenants to and with the pur-
chasers of the bonds that it will make no use of the proceeds
of the bonds at any time throughout the term of this issue
of bonds which, if such use had been reasonably expected on
the date of delivery of the bonds to and payment for the bonds
by the purchasers , would have caused the bonds to be arbitrage
bonds within the meaning of Section 103 (c) of the Internal
Revenue Code of 1954 , as amended, or any regulations or rulings
pertaining thereto; and by this covenant the Town is obligated
to comply with the requirements of the aforesaid Section 103 (c)
and all applicable and pertinent Department of the Treasury
regulations relating to arbitrage bonds. The Town further
covenants that the proceeds of the bonds will not otherwise
be used directly or indirectly so as to cause all or any part
of the bonds to be or become arbitrage bonds within the meaning
of the aforesaid Section 103 (c) , or any regulations or rulings
pertaining thereto.
•
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Section 10. That it is hereby officially found and deter-
mined that a case of emergency or urgent public necessity
exists which requires the holding of the meeting at which this
Ordinance is passed, such emergency or urgent public necessity
being that the proceeds from the sale of said bonds are required
as soon as possible and without delay for necessary and urgently
needed public improvements ; and that said meeting was open
to the public , and public notice of the time , place and purpose
of said meeting was given, all as required by Vernon ' s Ann.
Civ. St. Article 6252-17.
Section 11. That said bonds are hereby sold and shall be
delivered to the Texas Water Development Board for cash for the
par value thereof and accrued interest thereon to date of de-
livery, plus a premium or a discount in an amount necessary to
adjust the interest rate borne by the bonds to the statutory
lending rate of the Texas Water Development Board, pursuant to
Section 17. 174 of Chapter 5 , Title 2 of the Texas Water Code.
Section 12. That the Town shall render a final accounting
to the Texas Water Development Board of the total cost incurred
in connection with the project for improvements and extensions
to the Town' s Sewer System upon completion of same.
11/ Section 13. That any surplus bond proceeds from the sale
of the bonds after completion of this project shall be used to
redeem the bonds prior to maturity as directed by the Texas
Water Development Board.
•
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ca. CERTIFICATE FOR
ORDINANCE AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION
BONDS
THE STATE OF TEXAS :
COUNTY OF COLLIN :
TOWN OF PROSPER •
We, the undersigned officers of said Town, hereby certify
as follows :
1. The Town Council of said Town convened in SPECIAL
MEETING ON THE 7TH DAY OF MARCH , 1978 , at the City Hall , and
the roll was called of the duly constituted officers and
members of said Town Council , to-wit:
Roy Skelton, Mayor Vera Clary
Mattie Bridges, Town Secretary Danny Webb
Morris Jackson Tommy Bailey
R. L. Dalton, Sr.
and all of said persons were present, except the following
absentees :
thus constituting a quorum. Whereupon, among other business,
411 the following was transacted at said Meeting: a written
ORDINANCE AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION BONDS
was duly introduced for the consideration of said Town Council
and read in full. It was then duly moved and seconded that
said Ordinance be passed; and, after due discussion, said motion,
carrying with it the passage of said Ordinance, prevailed and
I carried by the following vote:
AYES: All members of said Town Council shown
present above voted "Aye" .
NOES: None.
2. That a true, full and correct copy of the aforesaid
Ordinance passed at the Meeting described in the above and fore-
going paragraph is attached to and follows this Certificate;
that said Ordinance has been duly recorded in said Town Council
minutes of said Meeting; that the above and foregoing paragraph
is a true, full and correct excerpt from said Town Council ' s
minutes of said Meeting pertaining to the passage of said
Ordinance; that the persons named in the above and foregoing
paragraph are the duly chosen, qualified and acting officers
and members of said Town Council as indicated therein; that
each of the officers and members of said Town Council was duly
and sufficiently notified officially and personally, in advance,
of the time, place and purpose of the aforesaid Meeting, and
that said Ordinance would be introduced and considered for
passage at said Meeting, and each of said officers and members
consented, in advance, to the holding of said Meeting for such
purpose; and that said Meeting was open to the public , and
public notice of the time, place and purpose of said meeting.
was given, all as required by Vernon' s Ann. Civ. St. Article
6252-17 .
3 . That the Mayor of Town has approved and hereby approves
the aforesaid Ordinance; that the Mayor and the Town Secretary
111 of said Town have duly signed said Ordinance; and that the Mayor
and Town Secretary of said Town hereby declare that their sign-
ing of this Certificate shall constitute the signing of the
attached and following copy of said Ordinance for all purposes.
SIGNED AND SEALED the 7th day of M rch , 1 78.
Town Secretary !ay r
evnr.