17-70 - R TOWN OF PROSPER, TEXAS RESOLUTION NO. 17-70
A RESOLUTION OF THE TOWN COUNCIL OF THE TOWN OF PROSPER,
TEXAS, AMENDING RESOLUTION NO. 10-64 AND RESOLUTION NO. 10-104
RELATIVE TO THE EMPLOYEE BENEFITS TRUST, WITH THE REVISED
DECLARATION OF TRUST (EMPLOYEE BENEFIT TRUST) ATTACHED TO
THIS RESOLUTION AND FULLY EXECUTED BY THE SETTLOR AND
TRUSTEES; AND PROVIDING AN EFFECTIVE DATE.
WHEREAS, the Town Council of the Town of Prosper, Texas (the "Town Council"),
adopted Resolution No. 10-104, which resolution amended Resolution No. 10-064, both of which
Resolutions addressed the Employee Benefits Trust; and
WHEREAS, in adopting Resolution No. 10-064 and Resolution No. 10-104, the Town
created and thereafter amended its Employee Benefits Trust; and
WHEREAS, the purpose of this Resolution is to amend the Declaration of Trust(Employee
Benefits Trust) to conform with the Town's current Investment Policy, address the goal of
maintaining at least three (3) months of premiums as a reserve, and provide for year-end financial
reporting; and
WHEREAS, the Town Council desires to appropriately follow all statutory and legal
guidelines for the operation of the Employee Benefits Trust.
NOW, THEREFORE, BE IT RESOLVED BY THE TOWN COUNCIL OF THE TOWN OF
PROSPER, TEXAS, THAT:
'�- SECTION 1
All of the above premises are hereby found to be true and correct legislative and factual
findings of the Town of Prosper, Texas, and they are hereby approved and incorporated into the
body of this Resolution as if copied in their entirety.
SECTION 2
The Town Council hereby finds and determines that the Declaration of Trust (Employee
Benefits Trust) is hereby adopted as amended, as reflected in attached Exhibit A, and shall be
executed by the Settlor and Trustees.
SECTION 3
This Resolution is effective immediately upon its passage.
DULY PASSED AND APPROVED BY THE TOWN COUNCIL OF THE TOWN OF
PROSPER, TEXAS, THIS 26TH DAY OF SEPTEMBER, 2017.
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Ray Smith, Mayor
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Robyn Batt Town Secretary '/ =
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APPROVE AS TO FORM AND LEGALIJ�-
TEX N5
Terrence S. Welch, Town Attorney
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Resolution No. 17-70, Page 2
EXHIBIT A
Declaration of Trust
(Employee Benefits Trust)
Resolution No. 17-70, Page 3
DECLARATION OF TRUST
I.
CREATION OF TRUST
The Town of Prosper, Texas ("Town"), as Settlor or creator of the Trust, designates the
members of the Town of Prosper Council to be Trustees and declares that the Town holds in trust
the funds described in Schedule A, attached hereto and incorporated herein by reference, which is
the property of the Town, and all substitutions and additions to such funds, for the purpose of
providing or offering, whether now or possibly in the future, life, disability, sick, accident, and
other health benefits to the Town's officers,employees,and qualified retirees and their dependents.
II.
PURPOSE
This is a nonprofit trust created for the purpose of providing or offering, whether now or
possibly in the future, Town officers, employees, and qualified retirees and their dependents with
life, disability, sickness, accident, and other health benefits either directly or through the purchase
of insurance and to perform operations in furtherance thereof. The Trust is intended to qualify as
a tax-exempt trust performing an essential governmental function within the meaning of Section
115 of the Internal Revenue Code(the"Code").
III.
DURATION
The Trust shall continue until terminated by operation of law or by majority vote of the
Trustees.
IV.
TRUSTEES: COMPOSITION, OFFICERS, COMPENSATION,AND MEETINGS
A. Composition. The Trustees are the members of the Town Council, and Trustee's
term is contemporaneous with his or her term of office as a member of the Town Council.
Whenever a Trustee ceases to be a member of the Town Council, the person succeeding him or
her in office will automatically be appointed to serve as a successor Trustee of the Trust.
B. Officers. The Mayor shall serve as Chairman and shall preside at meetings of the
Trustees and shall have all such other powers as are conferred herein or by majority vote of the
Trustees at a duly called meeting at which a quorum is present. The Mayor Pro Tem shall serve
as Vice Chairman and shall preside at meetings of the Trustees whenever the Chairman is absent.
Resolution No. 17-70, Page 4
The Secretary shall rotate, coinciding with the Town's Fiscal Year, between the Councilmembers
based upon their designated places, skipping the Mayor and Mayor Pro Tem and beginning with
the Councilmember for Place 1. The Secretary shall oversee the preparation of meeting agendas,
giving notice of meetings to the Trustees, and maintain the minutes of the meetings of the Trustees.
C. Compensation. The Trustees shall be reimbursed for all reasonable and necessary
expenses incurred by them in the performance of their duties and will otherwise receive no
compensation for their service as Trustees.
D. Meetinjzs. A meeting of the Trustees may be called by the Chairman or on written
request to the Chairman by two or more Trustees. Trustees shall have at least three(3)days written
notice of any meeting. For purposes of this section, electronic mail notice is written notice.
V.
RIGHTS, POWERS,AND DUTIES OF TRUSTEES; QUORUM AND VOTING
A. Rights,Powers, and Duties. In addition to all other powers and duties conferred on
them by this Trust document and imposed or authorized by law, the Trustees shall have the
following powers and duties, but only to the extent permissible for a single purpose non-profit
trust under Section 222.002(c)(5) of the Texas Insurance Code, as amended:
1. The Trustees shall carry out all of the duties necessary for the proper operation and
administration of the Trust on behalf of the covered persons and shall have all the powers
necessary and desirable for the effective administration of the affairs of the Trust.
2. The Trustees have the general power to make and enter into all contracts, leases,
and agreements necessary or convenient to carry out any of the powers granted by this
Trust document or by law or to effectuate the purpose of the Trust. All such contracts,
leases, and agreements or any other legal documents herein authorized shall be approved
by the Trustees by majority vote at a duly called meeting at which a quorum is present and
signed by the Chairman on behalf of the Trust. The Trustees may also designate another
Trustee to sign such documents.
3. The Trustees shall use the Trust's funds to accomplish the purpose of the Trust, as
described in Section II herein, and to operate and administer the Trust solely in the interest
of the covered Town officers,employees, and qualified retirees and dependents thereof and
for the exclusive purpose of providing or offering benefits to such persons and defraying
the reasonable expenses of administration of the Trust. To this end, the Trustees may
purchase life, disability, or accident and health insurance to provide or offer coverage for
participating Town officers, employees, and qualified retirees and their dependents. The
Trustees may also adopt a health benefits plan that covers eligible Town officers,
employees, and qualified retirees, and their dependents.
Resolution No. 17-70, Page 5
4. The Trustees may accept contributions to the Trust funds from any source including
contributions from covered persons receiving benefits from the Trust.
5. The Trustees shall be authorized to contract with any qualified organization to
perform any of the functions necessary for providing or offering life, disability, sick,
accident, and other health benefits, including but not limited to excess loss insurance, stop
loss insurance, claims administration, administrative services, and any other services that
the Trustees shall deem expedient for the proper operation of the Trust. When required by
law or desired by the Trustees, the Trustees shall seek sealed competitive bids or sealed
competitive proposals with respect to contracts required to carry out the operations of the
Trust and to affect the purpose of the Trust.
6. The Trustees shall arrange for the investing of the funds of the Trust so as to keep
the same invested according to law and at the best interest rates obtainable for the benefit
of the covered persons, in such a manner so as to minimize the risk of large losses. The
Trustees may hire money managers and shall follow the then current Town investment
policy for its own use and that of its agents in making investments. The Trustees shall
select a depository for the Trust's funds and provide for the proper security of any and all
investments. The Trustees shall designate signatories for the Trust's depository accounts.
The Trustees shall adopt an annual budget to manage and maintain appropriate levels of
reserves, with a desired goal of three (3)months of premiums.
7. The Trustees may purchase insurance for the Trustees and any other fiduciaries
appointed by the Trustees and for the Trust itself to cover liability or losses occurring by
reason of the act or omission of anyone or more of the Trustees or any other fiduciary
appointed by them. Any insurance purchased by the Trustees must give the insurer
recourse against the Trustees or other fiduciaries concerned for breach of any fiduciary
obligation or fiduciary duty owed to the Trust.
8. The Trustees shall arrange for proper accounting and reporting procedures for the
Trust's funds and an annual audit of the Trust's financial affairs shall be reported with the
Town's year-end financial report (CAFR), in accordance with the Town's fiscal policies.
9. The Trustees may retain legal counsel to represent the Trust and the Trustees in all
legal proceedings as well as to advise the Trust and the Trustees on all matters pertaining
to the operation and administration of the Trust.
10. The Trustees have the authority to terminate the Trust at any time.
11. Upon termination of the Trust, the Trustees shall provide for the payment of Trust
obligations, debts, losses, and other liabilities and shall provide for the disposition of the
remaining Trust funds in accordance with Section IX herein.
B. Quorum and Votiniz. A majority of the Trustees shall constitute a quorum for the
Resolution No. 17-70, Page 6
transaction of business at any meeting of the Trustees and the vote of a majority of the Trustees
present shall be required for approval of any action at such meeting. The vote of such majority of
the Trustees at such meeting shall constitute action of the Trustees as a group.
VI.
BENEFICIARIES
The beneficiaries of the Trust are the Town officers, employees, and qualified retirees and
their dependents who are covered by a life,disability, sick,accident,dental,or other health benefits
plan purchased or adopted by the Trust(also called"covered persons"herein). Beneficiaries may
make contributions to the Trust for use by the Trustees in fulfilling the purposes of the Trust. No
beneficiary shall have any claim against the funds or any other property of the Trust. The rights
and interests of the beneficiaries are limited to the insurance or health benefits specified in any
policy purchased or plan adopted by the Trustees.
VII.
TRUST FUNDS
The Trust funds consist of the funds described in Schedule A hereto as provided by the
Settlor to institute this Trust, fixture contributions by the Settlor, beneficiary contributions,
investment income, and any other money or property which shall come into the hands of the
Trustees in connection with the administration of the Trust. The funds of the Trust shall not inure
to the benefit of,or be distributed to,any private person, except for the payment of necessary costs
and benefits described below. The Trustees may use the Trust's funds as follows:
1. to pay claims and/or premiums on group health, dental, accident and life policies
or contracts;
2. to make authorized investments and paying fund management fees from the
proceeds of the investment.
VIII.
LIABILITY OF TRUSTEES AND OFFICERS
The Trustees shall use ordinary care and reasonable diligence in the exercise of their
powers and the performance of their duties hereunder; and they shall not be liable for any mistake
of judgment or other action made, taken or omitted by them in good faith,nor for any action taken
or omitted by any agent, employee or independent contractor selected with reasonable care; nor
for loss incurred through investment of the Trust funds or failure to invest. No Trustee shall be
liable for any action taken or omitted by any other Trustee. No Trustee shall be required to give a
bond or other security to guarantee the faithful performance of his or her duties hereunder. To the
Resolution No. 17-70, Page 7
fullest extent permitted by law: (a) the Town shall indemnify each Trustee who was, is, or is
threatened to be made a party to any threatened, pending, or completed action, suit, or proceeding
("Proceeding"), any appeal therein, or any inquiry or investigation preliminary thereto, by reason
of the fact that the Trustee is or was a Trustee; (b) the Town shall pay or reimburse a Trustee for
expenses incurred (i) in advance of the final disposition of a Proceeding to which such Trustee
was, is or is threatened to be made a party, and (ii) in connection with such Trustee's appearance
as a witness or other participation in any Proceeding.
IX.
AMENDMENT, REVOCATION AND TERMINATION
This Declaration of Trust and the Trust created herein shall terminate when and if required
by operation of law. The Trustees shall have the power to amend,modify, terminate or revoke, in
whole or in part, this Declaration of Trust and the Trust created herein by majority vote at a duly
called meeting at which a quorum is present. Notwithstanding the foregoing, the Trustees shall
have no power to amend Section II of this Declaration of Trust. Beneficiaries of the Trust shall
have no right to amend this Declaration of Trust, and their approval shall not be a condition or
requirement for an authorized amendment by the Trustees. Upon termination of the Trust, the
Trustees shall pay all obligations, debts, losses, and other liabilities of the Trust. Thereafter, the
Trustees shall first use the remaining trust funds to pay covered claims of persons covered under
the Town's health and dental benefits plans that may be in effect at the time of termination of the
Trust and then, either apply any remaining balance of the funds to provide the benefits described
herein or transfer such funds to a successor whose income is excluded under Section 11 5(l) of the
Code. Notwithstanding the foregoing,the Trustees, upon termination of the Trust and payment of
all Trust obligations may, by vote of a majority of the Trustees, transfer the remaining funds or
any portion thereof to the trustees of any trust or trusts established by the Town for a substantially
similar purpose to be applied for uses substantially similar to those set forth in Section II herein.
X.
GOVERNING LAW
This Declaration of Trust and the Trust created herein shall be construed and governed by
the laws of the State of Texas in force from time to time.
XI.
MISCELLANEOUS
Whenever the context so admits and such treatment is necessary to interpret this
Declaration of Trust in accordance with its apparent intent, the use herein of the singular shall
include the plural, and vice versa, and the use of the feminine, masculine, or neuter gender shall
be deemed to include the other genders.
Resolution No. 17-70, Page 8
The captions or headings above the various Sections of this Declaration of Trust have been
included only to facilitate the location of the subjects covered by each Section but shall not be used
in construing this Declaration Trust.
If any clause or provision of this Declaration of Trust proves to be or is adjudged invalid
or void for any reason, such invalid or void clause,provision, or portion shall not affect the whole,
but the balance of the provisions hereof shall remain operative and shall be carried into effect
insofar as is legally possible.
[REMAINDER OF PAGE INTENTIONALLY BLANK; SIGNATURE PAGE
FOLLOWS]
Resolution No. 17-70, Page 9
IN WITNESS HEREOF,the undersigned parties have executed this Declaration of Trust,
consisting of nine (9) pages and Schedule A, attached hereto, on the dates of their respective
acknowledgments below. By joining in the execution of this Declaration of Trust, the Trustees
acknowledge receipt of the property described in Exhibit A,signify acceptance of the Trust created
hereunder,and covenant that the Trust will be executed with all due fidelity. This Trust is effective
as of the last day of signature below.
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Mayo ;7
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Cu�VOVls�ng, J) ,—Trustee Date
ixbn, Tru tee Date
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Keith qugger, 11 Date
Meigsiller, stee Date
1Vlicrhael Ko�6uly,T&ee Date �/z eo
J dges, T ee Date
Resolution No. 17-70, Page 10
ACKNOWLEDGMENTS
STATE OF TEXAS )
COUNTY OF COLLIN )
This instrument was acknowledged before me on theo-ZQ ay of September, 2017 by Ray
Smith, Mayor of the Town of Prosper, on behalf of the Town.
` Robyn D. Battle
• . Notary Public.
State of Texas Notary'Public and for the State bf Texas
Expires:05/04/2019
STATE OF TEXAS ) ,
COUNTY OF COLLIN )
This instrument was acknowledged before me on thzx&day of September,2017,by Curry
Vogelsang, Jr.
IsRobyn D.Battle
Notary Public. Notary Public i and for the State ofTexas
State orTexas
Expires:05/04/2019
STATE OF TEXAS )
COUNTY OF COLLIN )
This instrument was acknowledged before me on tha::;?&da of September,2017,by/Jason
Dixon.
Robyn D.Battle
• Notary Public. f�&Awe
State orTexas Notary Publicir�and for the State of Texas
Expires:05!04/201! `/
STATE OF TEXAS )
COUNTY OF COLLIN )
This instrument was acknowledged before me on th day of September, 20k7, by
Kenneth Dugger.
*w,
Robyn
D. Battle
Notary Publi n and for trie State of Texas
•, ,� state orTexas
Expires:P .O5/0W2019
. j
Resolution No. 17-70, Page 11
STATE OF TEXAS )
COUNTY OF COLLIN )
This instrument was acknowledged before me on th day of September, 2017 by
Meigs Miller.
Robyn D. Battle
1 Notary Public,
GV State of Texas
Expires:05/04/2019 Notary Public iand for the State of Texas
r
STATE OF TEXAS )
COUNTY OF COLLIN )
This instrument was acknowledged before me on the:&day of September, 20 , by
Michael Korbuly. '
n D.
'"� Robyn Battle -
• ' Notary public. Notary Public i}�and for`t!e State of Texas
State orTexas
Expires:05/04/2019
STATE OF TEXAS ) J
COUNTY OF COLLIN )
1
This instrument was acknowledged before me on th�fQday of September, 2017,by ff
Hodges.
r Robyn D. Battle`
• Notary Public, Not Public i4W and for the tate of e as
State or Texas
Expires:05/04/2019
Resolution No. 17-70, Page 12
SCHEDULE A
The following is a list of the assets initially transferred by the Town of Prosper, Texas, to
the Trust:
Town of Prosper's first month contributions for Employee and Dependents
Medical/Pharmacy Benefits, Dental Benefits, Life and Accident Insurance Benefits, and Long-
Term Disability Benefits.
Town of Prosper's Employee and Dependents first month of Plan Year's payroll
deductions or contributions for Medical/Pharmacy Benefits, Dental Benefits, Life Insurance
Benefits, and Long-Term Disability Insurance Benefits.
Resolution No. 17-70, Page 13